NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Oct 11, 2013
Insider Transaction Report
Form 4
SHIVERY CHARLES W
Chair. of the Bd, Pres. & CEOOther
Transactions
- Tax Payment
Common Shares, $5.00 par value
2013-10-10$41.20/sh−40,745$1,678,694→ 603,198 total
Holdings
- 2,444(indirect: By Trust)
Common Shares, $5.00 par value
Footnotes (3)
- [F1]Disposition of restricted share units to satisfy tax withholding obligations upon settlement of restricted share unit award granted on February 8, 2011.
- [F2]Includes restricted share units and dividend equivalents thereon. Of the total shares owned, the reporting person holds 1,500 of these shares with his spouse.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's record keeper.