4//SEC Filing
AMERICAN EXPRESS CO 4
Accession 0001127602-13-029554
$AXPCIK 0000004962operating
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 4:12 PM ET
Size
20.5 KB
Accession
0001127602-13-029554
Insider Transaction Report
Form 4
Glenn William H
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-10-18$45.77/sh+26,275$1,202,554→ 96,537 total - Exercise/Conversion
Common Stock
2013-10-18$51.87/sh+110,000$5,705,150→ 260,230 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-18−110,000→ 0 totalExercise: $51.87From: 2007-01-23Exp: 2016-01-22→ Common Stock (110,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-18−26,275→ 0 totalExercise: $45.77From: 2006-01-24Exp: 2015-01-23→ Common Stock (26,275 underlying) - Exercise/Conversion
Common Stock
2013-10-18$48.08/sh+19,421$933,820→ 150,230 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-18−34,272→ 0 totalExercise: $45.77From: 2006-01-24Exp: 2015-01-23→ Common Stock (34,272 underlying) - Exercise/Conversion
Common Stock
2013-10-18$45.77/sh+34,272$1,568,561→ 130,809 total - Sale
Common Stock
2013-10-18$79.75/sh−172,452$13,753,771→ 87,778 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-18−19,421→ 0 totalExercise: $48.08From: 2006-07-25Exp: 2015-07-24→ Common Stock (19,421 underlying)
Holdings
- 169.45(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.58 to $79.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F4]These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000004962
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 4:12 PM ET
- Size
- 20.5 KB