$BEN·5

FRANKLIN RESOURCES INC · Oct 25, 5:03 PM ET

FRANKLIN RESOURCES INC 5

5 · FRANKLIN RESOURCES INC · Filed Oct 25, 2013

Insider Transaction Report

Form 5
Period: 2013-09-30
Yun William Young
EVP-Alternative Strategies
Transactions
  • Gift

    Common Stock, par value $.10

    2012-12-17+6125,031 total(indirect: By Trust)
  • Gift

    Common Stock, par value $.10

    2012-12-17309159,524.136 total
Holdings
  • Common Stock, par value $.10

    (indirect: By 401(k))
    15,034.47
Footnotes (5)
  • [F1]Not applicable.
  • [F2]Of the amount of securities beneficially owned, 18,936 shares represent unvested restrick stock awards.
  • [F3]Reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
  • [F4]Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
  • [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2013.

Documents

1 file
  • 5
    form5.xmlPrimary

    PRIMARY DOCUMENT