Home/Filings/5/0001127602-13-029789
5//SEC Filing

FRANKLIN RESOURCES INC 5

Accession 0001127602-13-029789

$BENCIK 0000038777operating

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 5:03 PM ET

Size

7.8 KB

Accession

0001127602-13-029789

Insider Transaction Report

Form 5
Period: 2013-09-30
Yun William Young
EVP-Alternative Strategies
Transactions
  • Gift

    Common Stock, par value $.10

    2012-12-17+6125,031 total(indirect: By Trust)
  • Gift

    Common Stock, par value $.10

    2012-12-17309159,524.136 total
Holdings
  • Common Stock, par value $.10

    (indirect: By 401(k))
    15,034.47
Footnotes (5)
  • [F1]Not applicable.
  • [F2]Of the amount of securities beneficially owned, 18,936 shares represent unvested restrick stock awards.
  • [F3]Reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
  • [F4]Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
  • [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2013.

Issuer

FRANKLIN RESOURCES INC

CIK 0000038777

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000038777

Filing Metadata

Form type
5
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 5:03 PM ET
Size
7.8 KB