JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Nov 4, 2013
Insider Transaction Report
Form 4
Boyd Colin
Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-11-02$45.94/sh+3,523.672$161,877→ 23,133 total - Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2013-11-02−3,523.672→ 478.471 total→ Common Stock (3,523.672 underlying) - Disposition to Issuer
Common Stock
2013-11-02$45.94/sh−3,523.672$161,877→ 19,609.328 total
Holdings
- 4,435.593(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The number of underlying securities is based on the stock fund balance on September 30, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2013, stock fund price of $41.50 per share.
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]The phantom stock units are being accrued under the Johnson Controls Restricted Stock Plan and settle 100% in cash, subject to the vesting of the underlying restricted stock award.