4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001127602-13-030339
CIK 0000053669operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:05 PM ET
Size
10.9 KB
Accession
0001127602-13-030339
Insider Transaction Report
Form 4
Harvey Charles A
Vice President
Transactions
- Disposition to Issuer
Common Stock
2013-11-02$45.94/sh−3,523.671$161,877→ 36,577.656 total - Exercise/Conversion
Common Stock
2013-11-02$45.94/sh+3,523.671$161,877→ 40,101.327 total - Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2013-11-02−3,523.671→ 11,104.415 total→ Common Stock (3,523.671 underlying) - Gift
Common Stock
2013-03-12−300→ 36,577.656 total
Holdings
- 9,142.529(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The number of underlying securities is based on the stock fund balance on September 30, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2013, stock fund price of $41.50 per share.
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 3:05 PM ET
- Size
- 10.9 KB