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4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001127602-13-030343

CIK 0000053669operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 3:14 PM ET

Size

8.1 KB

Accession

0001127602-13-030343

Insider Transaction Report

Form 4
Period: 2013-11-02
OKARMA JEROME D
VP, Secretary & Gen. Counsel
Transactions
  • Disposition to Issuer

    Common Stock

    2013-11-02$45.94/sh10,299.964$473,1806,106 total
  • Exercise/Conversion

    Common Stock

    2013-11-02$45.94/sh+10,299.964$473,18016,405.964 total
  • Exercise/Conversion

    Phantom Stock Units - Restricted Stock Plan

    2013-11-0210,299.96429,856.009 total
    Common Stock (10,299.964 underlying)
Footnotes (2)
  • [F1]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
  • [F2]The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:14 PM ET
Size
8.1 KB