JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Nov 4, 2013
Insider Transaction Report
Form 4
OKARMA JEROME D
VP, Secretary & Gen. Counsel
Transactions
- Disposition to Issuer
Common Stock
2013-11-02$45.94/sh−10,299.964$473,180→ 6,106 total - Exercise/Conversion
Common Stock
2013-11-02$45.94/sh+10,299.964$473,180→ 16,405.964 total - Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2013-11-02−10,299.964→ 29,856.009 total→ Common Stock (10,299.964 underlying)
Footnotes (2)
- [F1]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F2]The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.