FRANKLIN RESOURCES INC 4
4 · FRANKLIN RESOURCES INC · Filed Nov 6, 2013
Insider Transaction Report
Form 4
Yun William Young
EVP-Alternative Strategies
Transactions
- Award
Common Stock, par value $.10
2013-11-04$53.79/sh+14,873$800,019→ 174,397.136 total - Award
Common Stock, par value $.10
2013-11-04+1,758→ 176,155.136 total
Holdings
- 5,031(indirect: By Trust)
Common Stock, par value $.10
- 15,064.012(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (5)
- [F1]Of the amount of securities beneficially owned, 33,809 shares represent unvested restrick stock awards (excluding the unvested restricted stock units scheduled to vest on November 29, 2013 as reported in Footnote 2).
- [F2]On November 3, 2011 and November 5, 2012, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2013, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2013 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2013.
- [F3]Not applicable.
- [F4]Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2013.