4//SEC Filing
NYSE Euronext 4
Accession 0001127602-13-031431
CIK 0001368007operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 12:53 PM ET
Size
8.1 KB
Accession
0001127602-13-031431
Insider Transaction Report
Form 4
MCFARLAND DUNCAN M
Director
Transactions
- Disposition to Issuer
Restricted Stock Units
2013-11-13−15,815→ 0 total→ Common Stock, par value $0.01 per share (15,815 underlying) - Disposition to Issuer
Common Stock, par value $0.01 per share
2013-11-13−2,000→ 0 total
Footnotes (3)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger by and among the Issuer, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc. ("ICE Group"), Braves Merger Sub, Inc. and Baseball Merger Sub, LLC, dated as of March 19, 2013 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement and an election by the reporting person, each share of the Issuer's common stock held by the reporting person was converted into the right to receive a number of shares of ICE Group common stock determined pursuant to the Merger Agreement.
- [F2]Restricted Stock Units ("RSUs") awarded under the NYSE Euronext Omnibus Plan. As of the grant date, each RSU represented the right to receive one share of the Issuer's common stock upon the reporting person's termination of service on the Board of Directors for any reason other than termination for cause.
- [F3]As of the Effective Time, pursuant to the terms of the Merger Agreement, each RSU award held by the reporting person (each of which was vested) was converted into a vested award of substantially equivalent RSUs denominated in ICE Group common stock, with the number of shares of ICE Group common stock determined pursuant to the Merger Agreement.
Documents
Issuer
NYSE Euronext
CIK 0001368007
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001368007
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 12:53 PM ET
- Size
- 8.1 KB