Home/Filings/4/0001127602-13-031450
4//SEC Filing

NYSE Euronext 4

Accession 0001127602-13-031450

CIK 0001368007operating

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 1:20 PM ET

Size

6.2 KB

Accession

0001127602-13-031450

Insider Transaction Report

Form 4
Period: 2013-11-13
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2013-11-1315,1180 total
    Common Stock, par value $0.01 per share (15,118 underlying)
Footnotes (2)
  • [F1]Restricted Stock Units ("RSUs") awarded under the NYSE Euronext Omnibus Plan. As of the grant date, each RSU represented the right to receive one share of the Issuer's common stock upon the reporting person's termination of service on the Board of Directors for any reason other than termination for cause.
  • [F2]As of the effective time of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger by and among the Issuer, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc. ("ICE Group"), Braves Merger Sub, Inc. and Baseball Merger Sub, LLC, dated as of March 19, 2013 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement, each RSU award held by the reporting person (each of which was vested) was converted into a vested award of substantially equivalent RSUs denominated in ICE Group common stock, with the number of shares of ICE Group common stock determined pursuant to the Merger Agreement.

Issuer

NYSE Euronext

CIK 0001368007

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001368007

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 1:20 PM ET
Size
6.2 KB