JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Nov 21, 2013
Insider Transaction Report
Form 4
Harvey Charles A
Vice President
Transactions
- Award
Common Stock
2013-11-19+3,514→ 40,146.708 total - Award
Employee Stock Option (Right to Buy)
2013-11-19+11,564→ 11,564 totalExercise: $48.37From: 2015-11-19Exp: 2023-11-19→ Common Stock (11,564 underlying)
Holdings
- 54,000
Employee Stock Option (Right to Buy)
Exercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (54,000 underlying) - 42,000
Employee Stock Option (Right to Buy)
Exercise: $40.21From: 2009-10-01Exp: 2017-10-01→ Common Stock (42,000 underlying) - 54,000
Employee Stock Option (Right to Buy)
Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (54,000 underlying) - 40,000
Employee Stock Option (Right to Buy)
Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (40,000 underlying) - 35,500
Employee Stock Option (Right to Buy)
Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (35,500 underlying) - 17,600
Employee Stock Option (Right to Buy)
Exercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (17,600 underlying) - 72,000
Employee Stock Option (Right to Buy)
Exercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (72,000 underlying) - 9,127.389(indirect: By Trust)
Common Stock
- 60,000
Employee Stock Option (Right to Buy)
Exercise: $23.96From: 2008-10-02Exp: 2016-10-02→ Common Stock (60,000 underlying)
Footnotes (2)
- [F1]The number of underlying securities is based on the stock fund balance on November 15, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a November 15, 2013, stock fund price of $49.45 per share.
- [F2]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.