JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Nov 21, 2013
Insider Transaction Report
Form 4
MYERS C DAVID
Vice President
Transactions
- Award
Employee Stock Option (Right to Buy)
2013-11-19+48,299→ 48,299 totalExercise: $48.37From: 2015-11-19Exp: 2023-11-19→ Common Stock (48,299 underlying) - Award
Common Stock
2013-11-19+14,678→ 213,094 total
Holdings
- 75(indirect: By Spouse)
Common Stock
- 192,000
Employee Stock Option (Right to Buy)
Exercise: $23.96From: 2008-10-02Exp: 2016-10-02→ Common Stock (192,000 underlying) - 120,000
Employee Stock Option (Right to Buy)
Exercise: $40.21From: 2009-10-01Exp: 2017-10-01→ Common Stock (120,000 underlying) - 170,000
Employee Stock Option (Right to Buy)
Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (170,000 underlying) - 11,916.095(indirect: By 401(k))
Common Stock
- 120,000
Employee Stock Option (Right to Buy)
Exercise: $24.37From: 2008-01-03Exp: 2016-01-03→ Common Stock (120,000 underlying) - 134,000
Employee Stock Option (Right to Buy)
Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (134,000 underlying) - 73,900
Employee Stock Option (Right to Buy)
Exercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (73,900 underlying) - 160,000
Employee Stock Option (Right to Buy)
Exercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (160,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]The number of underlying securities is based on the stock fund balance on November 15, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a November 15, 2013, stock fund price of $49.45 per share.
- [F2]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.