CARNIVAL CORP 4
4 · CARNIVAL CORP · Filed Nov 25, 2013
Insider Transaction Report
Form 4
FRANK HOWARD S
DirectorVice Chairman & COO
Transactions
- Sale
Common Stock
2013-11-21$35.70/sh−42,729$1,525,583→ 135,759.293 total - Gift
Common Stock
2013-06-21−1,794→ 0 total(indirect: Howard S. Frank Grat #5) - Sale
Common Stock
2013-11-21$35.77/sh−10,066$360,054→ 125,693.293 total
Footnotes (4)
- [F1]Bona fide gift
- [F2]This transaction was executed in multiple trades at prices ranging from $35.67 to $35.75. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $35.76 to $35.78. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.