4//SEC Filing
CARNIVAL CORP 4
Accession 0001127602-13-032757
$CCLCIK 0000815097operating
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 2:03 PM ET
Size
8.4 KB
Accession
0001127602-13-032757
Insider Transaction Report
Form 4
FRANK HOWARD S
DirectorVice Chairman & COO
Transactions
- Sale
Common Stock
2013-11-21$35.70/sh−42,729$1,525,583→ 135,759.293 total - Gift
Common Stock
2013-06-21−1,794→ 0 total(indirect: Howard S. Frank Grat #5) - Sale
Common Stock
2013-11-21$35.77/sh−10,066$360,054→ 125,693.293 total
Footnotes (4)
- [F1]Bona fide gift
- [F2]This transaction was executed in multiple trades at prices ranging from $35.67 to $35.75. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $35.76 to $35.78. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
Documents
Issuer
CARNIVAL CORP
CIK 0000815097
Entity typeoperating
IncorporatedPanama
Related Parties
1- filerCIK 0000815097
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 2:03 PM ET
- Size
- 8.4 KB