4//SEC Filing
MINDSPEED TECHNOLOGIES, INC 4
Accession 0001127602-13-032970
CIK 0001224370operating
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 4:41 PM ET
Size
21.2 KB
Accession
0001127602-13-032970
Insider Transaction Report
Form 4
HALIM RAOUF Y
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2013-11-22$4.36/sh+60,000$261,600→ 593,354 total - Sale
Common Stock
2013-11-22$5.03/sh−120,000$603,432→ 533,354 total - Sale
Common Stock
2013-11-22$5.02/sh−103,125$517,687→ 533,354 total - Exercise/Conversion
Common Stock
2013-11-22$3.87/sh+103,125$399,094→ 636,479 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-11-22−103,125→ 0 totalExercise: $3.87From: 2009-07-24Exp: 2016-07-24→ Common Stock (103,125 underlying) - Sale
Common Stock
2013-11-22$5.02/sh−79,990$401,558→ 533,354 total - Sale
Common Stock
2013-11-22$5.02/sh−60,000$301,398→ 533,354 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-11-22−60,000→ 0 totalExercise: $4.36From: 2010-02-20Exp: 2017-11-20→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2013-11-22$2.12/sh+79,990$169,579→ 613,344 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-11-22−79,990→ 0 totalExercise: $2.12From: 2010-04-30Exp: 2017-04-30→ Common Stock (79,990 underlying)
Holdings
- 29,568(indirect: By Savings Plan - MSPD)
Common Stock
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $5.020 to $5.035. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $5.020 to $5.025. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
Documents
Issuer
MINDSPEED TECHNOLOGIES, INC
CIK 0001224370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001224370
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 4:41 PM ET
- Size
- 21.2 KB