FIRST NIAGARA FINANCIAL GROUP INC 4
4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Dec 26, 2013
Insider Transaction Report
Form 4
Baker Thomas E
Director
Transactions
- Award
Common Stock
2013-12-23$10.71/sh+1,978$21,184→ 84,350 total
Holdings
- 2,777.55
Dividend Equivalent Units (deu)
→ Common Stock (2,777.55 underlying) - 1,725(indirect: By Spouse)
Common Stock
- 4,000
Series B Nonconvertible Preferred Stock
- 33,060
Non-qualified Stock Option (Right to Buy)
Exercise: $13.60From: 2008-05-15Exp: 2017-05-15→ Common Stock (33,060 underlying)
Footnotes (3)
- [F1]DEUs have no exercise price.
- [F2]DEUs convert into common stock on a 1-for-1 basis.
- [F3]DEUs have no expiration date.