NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Jan 10, 2014
Insider Transaction Report
Form 4
SHIVERY CHARLES W
Chair. of the Bd, Pres. & CEOOther
Transactions
- Tax Payment
Common Shares, $5.00 par value
2014-01-08$41.92/sh−64,157$2,689,461→ 541,575 total
Holdings
- 2,412(indirect: By Trust)
Common Shares, $5.00 par value
Footnotes (3)
- [F1]Disposition of restricted share units to satisfy tax withholding obligations upon settlement.
- [F2]Includes restricted share units and dividend equivalents thereon. Of the total shares owned, the reporting person holds 1,500 of these shares with his spouse.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's record keeper.