NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Jan 17, 2014
Insider Transaction Report
Form 4
SHIVERY CHARLES W
Chair. of the Bd, Pres. & CEOOther
Transactions
- Award
Common Shares, $5.00 par value
2014-01-15+2,381→ 543,956 total
Holdings
- 2,412(indirect: By Trust)
Common Shares, $5.00 par value
Footnotes (3)
- [F1]Restricted share units that will vest on January 16, 2014, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
- [F2]The reporting person's total includes restricted share units, receipt of which has been deferred, and dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.