4//SEC Filing
CARNIVAL PLC 4
Accession 0001127602-14-002659
$CUKCIK 0001125259operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 2:58 PM ET
Size
6.0 KB
Accession
0001127602-14-002659
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
Freedman Larry R.
Chief Accounting OfficerOther
Transactions
- Tax Payment
Trust Shares (beneficial Interest In Special Voting Share)
2014-01-21$40.80/sh−900$36,719→ 17,650.562 total
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.
- [F3]This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeoperating
Related Parties
1- filerCIK 0001125259
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 2:58 PM ET
- Size
- 6.0 KB