JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Jan 31, 2014
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2014-01-29$46.31/sh+2,915$134,994→ 51,359.206 total→ Common Stock (2,915 underlying)
Holdings
- 22,460.406
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (22,460.406 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 948.583 phantom stock units acquired via dividend reinvestment on April 2, July 2 and October 2, 2013 and January 6, 2014, at prices ranging from $34.21 to $50.31 per phantom unit.
- [F4]The Phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 439.795 phantom stock units acquired via dividend reinvestment on April 2, July 2 and October 2, 2013 and January 6, 2014, at prices ranging from $34.21 to $50.31 per phantom unit.