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4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001127602-14-003626

CIK 0000053669operating

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 12:56 PM ET

Size

7.4 KB

Accession

0001127602-14-003626

Insider Transaction Report

Form 4
Period: 2014-01-29
Transactions
  • Award

    Phantom Stock Units / Directors' Deferred Compensation Plan

    2014-01-29$46.31/sh+3,508.961$162,50059,757.423 total
    Common Stock (3,508.961 underlying)
Holdings
  • Phantom Stock Units/ Directors' Share Unit Plan

    Common Stock (2,468.271 underlying)
    2,468.271
Footnotes (5)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F3]Includes 244.897 phantom stock units acquired via dividend reinvestment on January 6, 2014 at $50.31 per phantom unit.
  • [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F5]Includes 10.747 phantom stock units acquired via dividend reinvestment on January 6, 2014 at $50.31 per phantom unit.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 12:56 PM ET
Size
7.4 KB