4//SEC Filing
US ENERGY CORP 4
Accession 0001127602-14-004866
$USEGCIK 0000101594operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 3:26 PM ET
Size
15.5 KB
Accession
0001127602-14-004866
Insider Transaction Report
Form 4
US ENERGY CORPUSEG
LARSEN KEITH G
DirectorCHAIRMAN & CEO
Transactions
- Award
Common Stock
2014-02-05$3.76/sh+1,246$4,685→ 122,651 total(indirect: By Esop) - Other
Common Stock
2014-02-05$3.76/sh+2,569$9,659→ 238,740 total(indirect: By Immediate Family)
Holdings
- 65,000
Stock Option (Right to Buy)
Exercise: $2.08From: 2014-07-01Exp: 2023-06-30→ Common Stock (65,000 underlying) - 455,275
Common Stock
- 466,513(indirect: By Trust)
Common Stock
- 75,000
Stock Option (Right to Buy)
Exercise: $2.52From: 2009-09-22Exp: 2018-09-21→ Common Stock (75,000 underlying) - 150,000
Stock Options (Right to Buy)
Exercise: $4.97From: 2008-01-01Exp: 2017-07-26→ Common Stock (150,000 underlying) - 100,000
Stock Options (Right to Buy)
Exercise: $3.86From: 2005-10-14Exp: 2015-10-13→ Common Stock (100,000 underlying) - 59,350
Stock Options (Right to Buy)
Exercise: $2.46From: 2004-07-01Exp: 2014-06-30→ Common Stock (59,350 underlying)
Footnotes (9)
- [F1]Allocation of shares forfeited by former U.S. Energy Corp. Employee Stock Ownership Plan (the "ESOP") participants to the account established for the benefit of the Reporting Person.
- [F2]Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
- [F3]Shares issued to be held in ESOP accounts established for the benefit of members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
- [F4]Includes shares held in ESOP accounts established to benefit members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
- [F5]As a result of the settlement of Mr. John L. Larsen's Estate, 466,513 shares of U.S. Energy common stock were put into a Family Trust. Keith Larsen is John L. Larsen's son and serves as the Co-Trustee of a Family Trust.
- [F6]Stock options granted under the Issuer's 2012 Equity Plan which vest in three (3) equal annual installments beginning one year from the grant date.
- [F7]Stock options grated under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.
- [F8]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
- [F9]Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
Documents
Issuer
US ENERGY CORP
CIK 0000101594
Entity typeoperating
IncorporatedWY
Related Parties
1- filerCIK 0000101594
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 3:26 PM ET
- Size
- 15.5 KB