NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Feb 19, 2014
Insider Transaction Report
Form 4
LACAMERA PAUL A
Other
Transactions
- Sale
Common Shares, $5.00 par value
2014-02-14$44.91/sh−1,459$65,530→ 5,015 total
Holdings
- 36,954
Phantom Shares
→ Common Shares, $5.00 par value (36,954 underlying)
Footnotes (2)
- [F1]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
- [F2]Reporting Person's deferred compensation under the NSTAR Trustees' Deferred Plan, a non-qualified plan, which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11.