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4//SEC Filing

NORTHEAST UTILITIES 4

Accession 0001127602-14-007157

$ESCIK 0000072741operating

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 5:36 PM ET

Size

6.4 KB

Accession

0001127602-14-007157

Insider Transaction Report

Form 4
Period: 2014-02-14
Transactions
  • Sale

    Common Shares, $5.00 par value

    2014-02-14$44.91/sh1,459$65,5305,015 total
Holdings
  • Phantom Shares

    Common Shares, $5.00 par value (36,954 underlying)
    36,954
Footnotes (2)
  • [F1]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
  • [F2]Reporting Person's deferred compensation under the NSTAR Trustees' Deferred Plan, a non-qualified plan, which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11.

Issuer

NORTHEAST UTILITIES

CIK 0000072741

Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000072741

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:36 PM ET
Size
6.4 KB