JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Feb 25, 2014
Insider Transaction Report
Form 4
Harvey Charles A
Vice President
Transactions
- Gift
Common Stock
2013-12-04−500→ 39,696.104 total - Exercise/Conversion
Common Stock
2014-02-21$22.56/sh+18,000$406,111→ 57,860.742 total - Sale
Common Stock
2014-02-21$50.00/sh−18,000$900,000→ 39,860.742 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-02-21−18,000→ 54,000 totalExercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (18,000 underlying)
Holdings
- 9,424.126(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The reporting person's holdings include 74.284 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. The balance includes 139.75 shares acquired via dividend reinvestment on January 6, 2014, 2013 at $50.30 per share.
- [F2]The number of underlying securities is based on the stock fund balance on February 21, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a February 21, 2014, stock fund price of $49.72 per share. The balance also includes a company match of 353.44 shares on February 20, 2014.