4//SEC Filing
PRUDENTIAL FINANCIAL INC 4
Accession 0001127602-14-008236
$PRUCIK 0001137774operating
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 3:38 PM ET
Size
18.1 KB
Accession
0001127602-14-008236
Insider Transaction Report
Form 4
Sayre Peter B
Controller
Transactions
- Exercise/Conversion
Common Stock
2014-02-21$64.01/sh+2,956$189,214→ 13,078 total - Exercise/Conversion
Common Stock
2014-02-21$57.00/sh+4,027$229,539→ 20,751 total - Exercise/Conversion
2012 Employee Stock Option (Right to Buy)
2014-02-21−3,646→ 3,646 totalExercise: $59.41Exp: 2022-02-14→ Common Stock (3,646 underlying) - Sale
Common Stock
2014-02-21$84.06/sh−9,624$808,993→ 11,127 total - Exercise/Conversion
Common Stock
2014-02-21$59.41/sh+3,646$216,609→ 16,724 total - Exercise/Conversion
2011 Employee Stock Option (Right to Buy)
2014-02-21−2,956→ 0 totalExercise: $64.01Exp: 2021-02-08→ Common Stock (2,956 underlying) - Exercise/Conversion
2013 Employee Stock Option (Right to Buy)
2014-02-21−4,027→ 8,055 totalExercise: $57.00Exp: 2023-02-12→ Common Stock (4,027 underlying)
Holdings
- 352(indirect: By 401(k))
Common Stock
- 66(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $84.08, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Following the transactions reported on this Form 4, Mr. Sayre continues to hold 11,127 shares directly. Mr. Sayre also holds an additional 18,201 vested stock options, 15,300 unvested stock options, and 4,363 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
- [F4]The options vest in three equal annual installments beginning on February 8, 2012.
- [F5]The options vest in three equal annual installments beginning on February 14, 2013.
- [F6]The options vest in three equal annual installments beginning on February 12, 2014.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0001137774
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 3:38 PM ET
- Size
- 18.1 KB