NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Feb 25, 2014
Insider Transaction Report
Form 4
McHale David R
Exec. VP and CFO
Transactions
- Tax Payment
Common Shares, $5.00 par value
2014-02-21$44.97/sh−1,540$69,254→ 176,557 total
Holdings
- 1,056
Phantom Shares
→ Common Shares, $5.00 par value (1,056 underlying) - 7,139(indirect: By Trust)
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Disposition of restricted share units to satisfy tax withholding obligations upon settlement.
- [F2]Includes shares and restricted share units and dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
- [F4]Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.