Home/Filings/4/0001127602-14-008528
4//SEC Filing

AES CORP 4

Accession 0001127602-14-008528

$AESCIK 0000874761operating

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 9:22 PM ET

Size

8.6 KB

Accession

0001127602-14-008528

Insider Transaction Report

Form 4
Period: 2014-02-21
Virag Sharon
VP, Controller
Transactions
  • Award

    Common Stock

    2014-02-21+6,74424,038 total
  • Award

    Stock Option (Right to Buy)

    2014-02-21+37,09437,094 total
    Exercise: $14.63Exp: 2024-02-21Common Stock (37,094 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,611
Footnotes (3)
  • [F1]This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2015 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
  • [F2]This includes a 6% (of base salary) discretionary retirement savings award granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 21, 2014 subject to applicable IRS contribution limits. The closing stock price on February 21, 2014 was used to determine the number of shares awarded. In the aggregate between May 3, 2013 and February 24, 2014, this reporting person acquired 1,611 shares of AES Common stock under the Plan, which are included in this amount. This information is based on a plan statement dated February 24, 2014.
  • [F3]This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 21, 2015, and the next two installments become exercisable on February 21, 2016 and February 21, 2017, respectively.

Issuer

AES CORP

CIK 0000874761

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000874761

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 9:22 PM ET
Size
8.6 KB