NORTHEAST UTILITIES 4
4 · NORTHEAST UTILITIES · Filed Feb 26, 2014
Insider Transaction Report
Form 4
McHale David R
Exec. VP and CFO
Transactions
- Tax Payment
Common Shares, $5.00 par value
2014-02-25$44.41/sh−8,169$362,785→ 168,388 total
Holdings
- 7,140(indirect: By Trust)
Common Shares, $5.00 par value
- 1,056
Phantom Shares
→ Common Shares, $5.00 par value (1,056 underlying)
Footnotes (4)
- [F1]Disposition of restricted share units to satisfy tax withholding obligations upon settlement.
- [F2]Includes restricted share units and dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
- [F4]Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.