4//SEC Filing
PRUDENTIAL FINANCIAL INC 4
Accession 0001127602-14-009813
$PRUCIK 0001137774operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 1:07 PM ET
Size
8.7 KB
Accession
0001127602-14-009813
Insider Transaction Report
Form 4
CAPERTON GASTON
Director
Transactions
- Exercise/Conversion
Notional Shares - Optional
2014-03-01−56→ 12,061 totalExercise: $0.00→ Common Stock (56 underlying) - Disposition to Issuer
Common Stock
2014-03-01$84.58/sh−56$4,736→ 8,648 total - Exercise/Conversion
Common Stock
2014-03-01$84.58/sh+56$4,736→ 8,704 total
Footnotes (3)
- [F1]Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
- [F2]Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
- [F3]Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0001137774
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 1:07 PM ET
- Size
- 8.7 KB