PRUDENTIAL FINANCIAL INC 4
4 · PRUDENTIAL FINANCIAL INC · Filed Mar 4, 2014
Insider Transaction Report
Form 4
CAPERTON GASTON
Director
Transactions
- Exercise/Conversion
Notional Shares - Optional
2014-03-01−56→ 12,061 totalExercise: $0.00→ Common Stock (56 underlying) - Disposition to Issuer
Common Stock
2014-03-01$84.58/sh−56$4,736→ 8,648 total - Exercise/Conversion
Common Stock
2014-03-01$84.58/sh+56$4,736→ 8,704 total
Footnotes (3)
- [F1]Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
- [F2]Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
- [F3]Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.