Home/Filings/4/0001127602-14-010720
4//SEC Filing

PRUDENTIAL FINANCIAL INC 4

Accession 0001127602-14-010720

$PRUCIK 0001137774operating

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:23 PM ET

Size

6.9 KB

Accession

0001127602-14-010720

Insider Transaction Report

Form 4
Period: 2014-03-06
Sayre Peter B
Controller
Transactions
  • Sale

    Common Stock

    2014-03-06$86.95/sh2,200$191,2908,927 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    352
  • Common Stock

    (indirect: By Spouse)
    66
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.94 to $86.95, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  • [F2]Following the transactions reported on this Form 4, Mr. Sayre continues to hold 8,927 shares directly. Mr. Sayre also holds an additional 18,201 vested stock options, 15,300 unvested stock options, and 4,363 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  • [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

Entity typeoperating
IncorporatedNJ

Related Parties

1
  • filerCIK 0001137774

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:23 PM ET
Size
6.9 KB