$UNM|4Mar 11, 5:14 PM ET

Unum Group 4

4 · Unum Group · Filed Mar 11, 2014

Form 4

Period: 2014-03-07

EVP and General Counsel

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-10−1,672→ 6,023 total
Exercise: $20.78Exp: 2018-02-25→ Common Stock (1,672 underlying)
Sale
Common Stock
2014-03-07$36.00/sh−4,351$156,651→ 87,076 total
Exercise/Conversion
Common Stock
2014-03-10$20.78/sh+1,672$34,744→ 88,748 total
Exercise/Conversion
Common Stock
2014-03-07$20.78/sh+4,351$90,414→ 91,427 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-07−4,351→ 7,695 total
Exercise: $20.78Exp: 2018-02-25→ Common Stock (4,351 underlying)

Footnotes (6)

[F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
[F2]Includes 22,742 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,685 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F3]Reflects weighted average price for multiple sale transactions ranging in price from $36.00 per share to $36.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F4]Includes 22,742 stock-settled RSUs and 64,334 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F5]Includes 22,742 stock-settled RSUs and 66,006 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F6]The options vest in three equal annual installments beginning on February 25, 2011.

Documents

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