CLOUD PEAK ENERGY INC. 4/A
4/A · CLOUD PEAK ENERGY INC. · Filed Mar 12, 2014
Insider Transaction Report
Form 4/AAmended
BARRETT MICHAEL
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2014-03-10$15.00/sh+50,000$750,000→ 111,192 total - Exercise/Conversion
Employee Non-Qualified Stock Option (Right to Buy)
2014-03-10−50,000→ 56,132 totalExercise: $15.00From: 2012-11-20Exp: 2019-11-20→ Common Stock (50,000 underlying) - Tax Payment
Common Stock
2014-03-10$19.90/sh−42,857$852,854→ 68,335 total
Footnotes (2)
- [F1]This Form 4 Amendment is being filed to correct an error in (A) the amount of "Securities Disposed Of" reported in Table I, Box 4 and (B) the amount of "Securities Beneficially Owned Following Reported Transaction" reported in Table I, Box 5 for the original transaction on March 10, 2014. These changes reflect an increase in the number of shares withheld in satisfaction of the Reporting Person's tax withholding obligation as a result of an increase in the Reporting Person's tax withholding rate.
- [F2]Reflects the number of shares withheld by the Issuer in satisfaction of the (1) exercise price of the stock options exercised and (2) Reporting Person's tax withholding obligation upon exercise of the stock options. No shares were sold on the open market by the Reporting Person or the Issuer.