Home/Filings/4/A/0001127602-14-011352
4/A//SEC Filing

CLOUD PEAK ENERGY INC. 4/A

Accession 0001127602-14-011352

CIK 0001441849operating

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 6:01 PM ET

Size

8.8 KB

Accession

0001127602-14-011352

Insider Transaction Report

Form 4/AAmended
Period: 2014-03-10
BARRETT MICHAEL
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-03-10$15.00/sh+50,000$750,000111,192 total
  • Exercise/Conversion

    Employee Non-Qualified Stock Option (Right to Buy)

    2014-03-1050,00056,132 total
    Exercise: $15.00From: 2012-11-20Exp: 2019-11-20Common Stock (50,000 underlying)
  • Tax Payment

    Common Stock

    2014-03-10$19.90/sh42,857$852,85468,335 total
Footnotes (2)
  • [F1]This Form 4 Amendment is being filed to correct an error in (A) the amount of "Securities Disposed Of" reported in Table I, Box 4 and (B) the amount of "Securities Beneficially Owned Following Reported Transaction" reported in Table I, Box 5 for the original transaction on March 10, 2014. These changes reflect an increase in the number of shares withheld in satisfaction of the Reporting Person's tax withholding obligation as a result of an increase in the Reporting Person's tax withholding rate.
  • [F2]Reflects the number of shares withheld by the Issuer in satisfaction of the (1) exercise price of the stock options exercised and (2) Reporting Person's tax withholding obligation upon exercise of the stock options. No shares were sold on the open market by the Reporting Person or the Issuer.

Issuer

CLOUD PEAK ENERGY INC.

CIK 0001441849

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001441849

Filing Metadata

Form type
4/A
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 6:01 PM ET
Size
8.8 KB