UMB FINANCIAL CORP 4

Accession 0001127602-14-011609

$UMBFCIK 0000101382operating

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 3:27 PM ET

Size

46.6 KB

Accession

0001127602-14-011609

Insider Transaction Report

Form 4

Period: 2014-03-12

UMB FINANCIAL CORPUMBF

Zader John

EVP and COO of subsidiary

Transactions

Exercise/Conversion
Common Stock
2014-03-12$37.73/sh+882$33,278→ 14,856.909 total
Exercise/Conversion
Common Stock
2014-03-12$41.71/sh+2,473$103,149→ 26,486.909 total
Sale
Common Stock
2014-03-12$64.01/sh−324$20,739→ 25,686.909 total
Sale
Common Stock
2014-03-12$64.02/sh−200$12,804→ 25,486.909 total
Sale
Common Stock
2014-03-12$64.05/sh−1,300$83,265→ 24,186.909 total
Sale
Common Stock
2014-03-12$64.10/sh−1,000$64,100→ 22,086.909 total
Sale
Common Stock
2014-03-12$64.11/sh−100$6,411→ 21,986.909 total
Sale
Common Stock
2014-03-12$64.12/sh−629$40,332→ 21,357.909 total
Sale
Common Stock
2014-03-12$64.13/sh−200$12,826→ 21,157.909 total
Sale
Common Stock
2014-03-12$64.15/sh−300$19,245→ 20,857.909 total
Sale
Common Stock
2014-03-12$64.30/sh−1,000$64,300→ 19,457.909 total
Sale
Common Stock
2014-03-12$64.41/sh−200$12,882→ 18,857.909 total
Sale
Common Stock
2014-03-12$64.51/sh−2,000$129,020→ 15,557.909 total
Sale
Common Stock
2014-03-12$64.55/sh−700$45,185→ 14,857.909 total
Sale
Common Stock
2014-03-12$64.56/sh−583$37,638→ 14,274.909 total
Sale
Common Stock
2014-03-12$64.57/sh−300$19,371→ 13,974.909 total
Exercise/Conversion
Stock Option (Right to Buy)
2014-03-12−882→ 0 total
Exercise: $37.73From: 2011-01-01Exp: 2018-01-01→ Common Stock (882 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2014-03-12−5,135→ 0 total
Exercise: $41.37From: 2012-01-01Exp: 2019-01-01→ Common Stock (5,135 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2014-03-12−4,022→ 1,341 total
Exercise: $37.84From: 2013-01-01Exp: 2020-01-01→ Common Stock (4,022 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2014-03-12−2,473→ 2,473 total
Exercise: $41.71From: 2014-01-01Exp: 2021-01-01→ Common Stock (2,473 underlying)
Exercise/Conversion
Common Stock
2014-03-12$41.37/sh+5,135$212,435→ 19,991.909 total
Exercise/Conversion
Common Stock
2014-03-12$37.84/sh+4,022$152,192→ 24,013.909 total
Sale
Common Stock
2014-03-12$64.00/sh−476$30,464→ 26,010.909 total
Sale
Common Stock
2014-03-12$64.10/sh−1,100$70,510→ 23,086.909 total
Sale
Common Stock
2014-03-12$64.25/sh−400$25,700→ 20,457.909 total
Sale
Common Stock
2014-03-12$64.40/sh−400$25,760→ 19,057.909 total
Sale
Common Stock
2014-03-12$64.42/sh−600$38,652→ 18,257.909 total
Sale
Common Stock
2014-03-12$64.50/sh−700$45,150→ 17,557.909 total

Holdings

Common Stock
(indirect: By ESOP)
177.945

Footnotes (3)

[F1]Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
[F2]Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
[F3]Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

UMB FINANCIAL CORP

CIK 0000101382

→

Entity typeoperating

IncorporatedMO

Related Parties

filerCIK 0000101382

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 3:27 PM ET
Size: 46.6 KB

View on SEC.gov