ASHLAND INC. 4
4 · ASHLAND INC. · Filed Mar 18, 2014
Insider Transaction Report
Form 4
ASHLAND INC.ASH
ESLER SUSAN B
Vice President
Transactions
- Other
Common Stock
2014-03-14$94.58/sh+5$473→ 6,464 total - Other
Common Stock Units
2014-03-14$94.58/sh+33$3,121→ 9,346 totalExercise: $0.00→ Common Stock (33 underlying)
Holdings
- 991(indirect: By 401(k))
Common Stock
- 54(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Includes 1,209 shares of unvested Restricted Stock.
- [F2]Restricted Common Stock paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan and applicable restricted stock agreements.
- [F3]Based on Employee Savings Plan information as of March 13, 2014, the latest date for which such information is reasonably available.
- [F4]1-for-1
- [F5]Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3(d). (One (1) Common Stock Unit in the Deferred Compensation Plan is the equivalent of one (1) share of Ashland Common Stock.)
- [F6]Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination.