JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Jul 2, 2014
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2014-07-01$50.98/sh+539.427$27,500→ 61,134.969 total→ Common Stock (539.427 underlying)
Holdings
- 2,479.328
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (2,479.328 underlying)
Footnotes (4)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 267.698 phantom stock units acquired through the reinvestment of dividend equivalents on April 2, 2014 at $49.11 per phantom stock unit.
- [F4]Includes 11.057 phantom stock units acquired through the reinvestment of dividend equivalents on April 2, 2014 at a price of $49.11 per phantom stock unit.