4//SEC Filing
3M CO 4
Accession 0001127602-14-024374
$MMMCIK 0000066740operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 12:15 PM ET
Size
17.3 KB
Accession
0001127602-14-024374
Insider Transaction Report
Form 4
3M COMMM
Holmes Christopher D
EXEC VP INDUSTRIAL & TRANS
Transactions
- Exercise/Conversion
Common Stock
2014-07-30$76.80/sh+5,120$393,216→ 10,429.204 total - Tax Payment
Common Stock
2014-07-30$143.74/sh−1,149$165,157→ 6,545.204 total - Tax Payment
Common Stock
2014-07-30$143.74/sh−2,735$393,129→ 7,694.204 total - Exercise/Conversion
Common Stock
2014-07-30$87.35/sh+2,650$231,477→ 9,195.204 total - Tax Payment
Common Stock
2014-07-30$143.74/sh−501$72,014→ 7,084.204 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2014-07-30−2,650→ 8,720 totalExercise: $87.35From: 2007-05-09Exp: 2016-05-09→ Common Stock (2,650 underlying) - Tax Payment
Common Stock
2014-07-30$143.74/sh−1,610$231,421→ 7,585.204 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2014-07-30−5,120→ 0 totalExercise: $76.80From: 2006-05-10Exp: 2015-05-08→ Common Stock (5,120 underlying)
Footnotes (2)
- [F1]This Form is being filed to report the exercise of a 3M stock option for a total of 5,120 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,236 shares of 3M common stock. As a result of this transaction, 1,149 shares were sold to pay withholding taxes to the respective government agencies.
- [F2]This Form is being filed to report the exercise of a 3M stock option for a total of 2,650 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 539 shares of 3M common stock. As a result of this transaction, 501 shares were sold to pay withholding taxes to the respective government agencies.
Documents
Issuer
3M CO
CIK 0000066740
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000066740
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 12:15 PM ET
- Size
- 17.3 KB