FRANKLIN RESOURCES INC 4
4 · FRANKLIN RESOURCES INC · Filed Aug 20, 2014
Insider Transaction Report
Form 4
LUSK JOHN M
EVP-Portfolio Operations
Transactions
- Sale
Common Stock, par value $.10
2014-08-20$55.74/sh−14,704$819,616→ 72,510 total(indirect: By Trust) - Gift
Common Stock, par value $.10
2013-11-25−200→ 86,172 total(indirect: By Trust)
Holdings
- 49,288.49
Common Stock, par value $.10
- 1,367.477(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (5)
- [F1]Not applicable.
- [F2]Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
- [F3]Since last filing, includes 1,042 shares previously reported by Reporting Person under direct shares.
- [F4]Of the amount of securities beneficially owned, 35,969 shares represent unvested restricted stock awards.
- [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of April 11, 2014.