JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Oct 2, 2014
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2014-10-01$44.07/sh+680.735$30,000→ 62,077.508 total→ Common Stock (680.735 underlying)
Holdings
- 2,490.04
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (2,490.04 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 261.804 phantom stock units acquired via dividend reinvestment on July 2, 2014 at a price of $50.92 per phantom stock unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 10.712 phantom stock units acquired via dividend reinvestment on July 2, 2014 at $50.92 per phantom stock unit.