Home/Filings/4/0001127602-14-028941
4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001127602-14-028941

CIK 0000053669operating

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 12:07 PM ET

Size

7.4 KB

Accession

0001127602-14-028941

Insider Transaction Report

Form 4
Period: 2014-10-01
Transactions
  • Award

    Phantom Stock Units / Directors' Deferred Compensation Plan

    2014-10-01$44.07/sh+680.735$30,00062,077.508 total
    Common Stock (680.735 underlying)
Holdings
  • Phantom Stock Units/ Directors' Share Unit Plan

    Common Stock (2,490.04 underlying)
    2,490.04
Footnotes (5)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F3]Includes 261.804 phantom stock units acquired via dividend reinvestment on July 2, 2014 at a price of $50.92 per phantom stock unit.
  • [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F5]Includes 10.712 phantom stock units acquired via dividend reinvestment on July 2, 2014 at $50.92 per phantom stock unit.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 12:07 PM ET
Size
7.4 KB