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4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001127602-14-029632

CIK 0000053669operating

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 5:05 PM ET

Size

10.0 KB

Accession

0001127602-14-029632

Insider Transaction Report

Form 4
Period: 2014-10-06
OKARMA JEROME D
VP, Secretary & Gen. Counsel
Transactions
  • Gift

    Common Stock

    2013-11-2960014,478 total
  • Exercise/Conversion

    Common Stock

    2014-10-06$44.82/sh+7,804.193$349,78422,445.664 total
  • Exercise/Conversion

    Phantom Stock Units - Restricted Stock Plan

    2014-10-067,804.19322,595.795 total
    Common Stock (7,804.193 underlying)
  • Disposition to Issuer

    Common Stock

    2014-10-06$44.82/sh7,804.193$349,78414,641.471 total
Footnotes (4)
  • [F1]The balance includes shares acquired via dividend reinvestment on January 6, April 2, July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92.
  • [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
  • [F3]The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
  • [F4]The balance includes 543.979 phantom stock units acquired via dividend reinvestment on January 6, April 2, July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 5:05 PM ET
Size
10.0 KB