JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Oct 7, 2014
Insider Transaction Report
Form 4
OKARMA JEROME D
VP, Secretary & Gen. Counsel
Transactions
- Gift
Common Stock
2013-11-29−600→ 14,478 total - Exercise/Conversion
Common Stock
2014-10-06$44.82/sh+7,804.193$349,784→ 22,445.664 total - Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2014-10-06−7,804.193→ 22,595.795 total→ Common Stock (7,804.193 underlying) - Disposition to Issuer
Common Stock
2014-10-06$44.82/sh−7,804.193$349,784→ 14,641.471 total
Footnotes (4)
- [F1]The balance includes shares acquired via dividend reinvestment on January 6, April 2, July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92.
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
- [F4]The balance includes 543.979 phantom stock units acquired via dividend reinvestment on January 6, April 2, July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92.