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TOMPKINS FINANCIAL CORP · Nov 4, 10:12 AM ET

TOMPKINS FINANCIAL CORP 4

4 · TOMPKINS FINANCIAL CORP · Filed Nov 4, 2014

Insider Transaction Report

Form 4
Period: 2014-11-03
TOMPKINS FINANCIAL CORPTMP
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2014-11-03−2,000→ 1,300 total
    Exercise: $37.28Exp: 2017-11-29→ Common Stock (2,000 underlying)
  • Tax Payment

    Common Stock

    2014-11-03$50.20/sh−1,486$74,597→ 6,315.18 total
  • Exercise/Conversion

    Common Stock

    2014-11-03$38.54/sh+3,630$139,900→ 8,588.18 total
  • Tax Payment

    Common Stock

    2014-11-03$50.20/sh−2,787$139,907→ 5,801.18 total
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2014-11-03−3,630→ 0 total
    Exercise: $38.54Exp: 2016-01-23→ Common Stock (3,630 underlying)
  • Exercise/Conversion

    Common Stock

    2014-11-03$37.28/sh+2,000$74,560→ 7,801.18 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,309.16

  • Common Stock

    (indirect: By 401(k))
    1,447.2
Footnotes (2)
  • [F1]Includes shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
  • [F2]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT