JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Nov 4, 2014
Insider Transaction Report
Form 4
Harvey Charles A
Vice President
Transactions
- Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2014-11-03−2,819.974→ 5,469.142 total→ Common Stock (2,819.974 underlying) - Exercise/Conversion
Common Stock
2014-11-03+2,819.974→ 43,124.151 total - Disposition to Issuer
Common Stock
2014-11-03$47.25/sh−2,819.974$133,244→ 40,304.177 total
Holdings
- 9,568.472(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The number of underlying securities is based on the stock fund balance on October 31, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a October 31, 2014, stock fund price of $47.25 per share.
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards.