4//SEC Filing
AES CORP 4
Accession 0001127602-14-031099
$AESCIK 0000874761operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:53 PM ET
Size
7.7 KB
Accession
0001127602-14-031099
Insider Transaction Report
Form 4
AES CORPAES
Vesey Andrew
EVP & Regional Pres L.A.
Transactions
- Exercise/Conversion
Common Stock
2014-11-03$11.54/sh+1,946$22,457→ 148,361 total - Exercise/Conversion
Stock Option (Right to Buy)
2014-11-03−1,946→ 0 totalExercise: $11.54Exp: 2014-11-03→ Common Stock (1,946 underlying)
Holdings
- 24,101(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Between February 25, 2014 and November 3, 2014, the reporting person acquired 888 shares of AES Common Stock pursuant to The AES Retirement Saving Plan. This information is based on a plan statement dated November 3, 2014.
- [F2]This ten-year option grant was awarded on November 3, 2004 and became exercisable in three equal annual installments. The option grant was fully exercisable on November 3, 2007. Mr. Vesey is exercising his option grant and holding the underlying shares. There is no open market sale of AES securities in connection with this transaction.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874761
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:53 PM ET
- Size
- 7.7 KB