FRANKLIN RESOURCES INC 4
4 · FRANKLIN RESOURCES INC · Filed Nov 6, 2014
Insider Transaction Report
Form 4
LUSK JOHN M
EVP-Portfolio Operations
Transactions
- Award
Common Stock, par value $.10
2014-11-04$55.68/sh+17,062$950,012→ 47,088.49 total - Gift
Common Stock, par value $.10
2014-11-06−500→ 85,812 total(indirect: By Trust)
Holdings
- 1,370.351(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (5)
- [F1]Of the amount of securities beneficially owned, 33,702 shares represent unvested restricted stock awards.
- [F2]Not applicable.
- [F3]Since last filing, includes 13,802 shares previously reported by Reporting Person under direct shares.
- [F4]Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
- [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2014.