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4//SEC Filing

LIPOSCIENCE INC 4

Accession 0001127602-14-033298

CIK 0001168197operating

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 3:10 PM ET

Size

14.8 KB

Accession

0001127602-14-033298

Insider Transaction Report

Form 4
Period: 2014-11-20
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2014-11-20$2.75/sh22,940$63,0850 total
    Exercise: $2.50Exp: 2019-02-06Common Stock (22,940 underlying)
  • Disposition to Issuer

    Common Stock

    2014-11-20$5.25/sh107,881$566,3750 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2014-11-20$1.37/sh23,231$31,8260 total
    Exercise: $3.88Exp: 2017-02-15Common Stock (23,231 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2014-11-20$2.75/sh2,000$5,5000 total
    Exercise: $2.50Exp: 2015-05-05Common Stock (2,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2014-11-20$2.79/sh7,541$21,0390 total
    Exercise: $2.46Exp: 2018-04-29Common Stock (7,541 underlying)
Footnotes (9)
  • [F1]Disposed of pursuant to the Merger Agreement and includes 24,485 shares of the Issuer's common stock underlying restricted stock unit awards.
  • [F2]The option was fully vested upon issuance on May 5, 2005.
  • [F3]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $5,510.40, which represents the difference between the merger consideration of $5.25 per share and the exercise price of the option per share.
  • [F4]The option was fully vested upon issuance on February 15, 2007.
  • [F5]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $31,912.42, which represents the difference between the merger consideration of $5.25 per share and the exercise price of the option per share.
  • [F6]The option was fully vested upon issuance on April 29, 2008.
  • [F7]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $21,087.65, which represents the difference between the merger consideration of $5.25 per share and the exercise price of the option per share.
  • [F8]The option was fully vested upon issuance on February 6, 2009.
  • [F9]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $63,204.29, which represents the difference between the merger consideration of $5.25 per share and the exercise price of the option per share.

Issuer

LIPOSCIENCE INC

CIK 0001168197

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001168197

Filing Metadata

Form type
4
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 3:10 PM ET
Size
14.8 KB