TOMPKINS FINANCIAL CORP 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 25, 2014
Insider Transaction Report
Form 4
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
- Award
Stock Appreciation Rights (SAR)
2014-11-21+3,475→ 3,475 totalExercise: $49.22Exp: 2024-11-21→ Common Stock (3,475 underlying) - Award
Common Stock
2014-11-21+2,350→ 8,716.18 total
Holdings
- 1,320.07(indirect: By 401(k))
Common Stock
- 1,468.46(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.