4//SEC Filing
SOUTHWESTERN ENERGY CO 4
Accession 0001127602-14-034486
CIK 0000007332operating
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:50 PM ET
Size
22.0 KB
Accession
0001127602-14-034486
Insider Transaction Report
Form 4
Ponder Randall D
Sr. Vice Pres. of Subsidiary
Transactions
- Award
Common Stock
2014-12-04+7,500→ 51,290 total - Other
Common Stock
2014-11-21$32.92/sh+12.097$398→ 2,712.339 total(indirect: By 401(k)) - Tax Payment
Common Stock
2014-12-05$30.15/sh−460$13,869→ 50,830 total - Award
Stock Options (Right to Buy)
2014-12-04+23,800→ 23,800 totalExercise: $30.59From: 2015-12-04Exp: 2021-12-04→ Common Stock (23,800 underlying) - Tax Payment
Common Stock
2014-12-06$30.15/sh−245$7,387→ 50,585 total
Holdings
- 5,660
Stock Options (Right to Buy)
Exercise: $40.73From: 2010-12-10Exp: 2016-12-10→ Common Stock (5,660 underlying) - 1,145
Stock Options (Right to Buy)
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (1,145 underlying) - 2,549.476
Phantom Stock
→ Common Stock (2,549.476 underlying) - 7,250
Stock Options (Right to Buy)
Exercise: $34.50From: 2013-12-06Exp: 2019-12-06→ Common Stock (7,250 underlying) - 6,510
Stock Options (Right to Buy)
Exercise: $36.22From: 2011-12-09Exp: 2017-12-09→ Common Stock (6,510 underlying) - 8,190
Stock Options (Right to Buy)
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (8,190 underlying) - 56,780
Stock Options (Right to Buy)
Exercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (56,780 underlying) - 18,290
Stock Options (Right to Buy)
Exercise: $38.97From: 2014-12-05Exp: 2020-12-05→ Common Stock (18,290 underlying)
Footnotes (5)
- [F1]Purchased through the Company's 401(k) plan from October 24, 2014, through November 21, 2014. The information in this report is based on a plan statement dated November 24, 2014.
- [F2]Restricted stock and options granted in consideration of services as an officer.
- [F3]Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.
- [F4]Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
- [F5]Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
Documents
Issuer
SOUTHWESTERN ENERGY CO
CIK 0000007332
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000007332
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 4:50 PM ET
- Size
- 22.0 KB