US ENERGY CORP 4

4 · US ENERGY CORP · Filed Jan 6, 2015

Form 4

Period: 2015-01-02

Principal Accounting Officer

Transactions

Award
Stock Option (Right to Buy)
2015-01-02$1.50/sh+69,395$104,093→ 69,395 total
Exercise: $1.50From: 2016-01-02Exp: 2025-01-01→ Common Stock (69,395 underlying)
Award
Common Stock
2015-01-02+69,395→ 109,590 total

Holdings

Employee Option
Exercise: $4.97From: 2008-07-27Exp: 2017-07-26→ U.S. Energy Common Stock (75,000 underlying)
75,000
Common Stock
(indirect: ESOP)
68,735
Employee Option
Exercise: $2.08From: 2014-07-01Exp: 2023-06-30→ U.S. Energy Common Stock (40,000 underlying)
40,000
Employee Option
Exercise: $2.32From: 2013-07-11Exp: 2022-07-10→ U.S. Energy Common Stock (25,000 underlying)
25,000
Employee Option
Exercise: $2.52From: 2009-09-22Exp: 2018-09-21→ U.S. Energy Common Stock (30,000 underlying)
30,000

Footnotes (5)

[F1]The restricted stock shares vest in 3 equal annual installments beginning one year from the grant date.
[F2]Includes shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
[F3]Stock options granted under the Issuer's 2012 Equity Plan which vest in three (3) equal annual installments beginning one year from the grant date.
[F4]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.
[F5]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.

Documents

1 file