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TOMPKINS FINANCIAL CORP · Feb 5, 10:18 AM ET

TOMPKINS FINANCIAL CORP 4

4 · TOMPKINS FINANCIAL CORP · Filed Feb 5, 2015

Insider Transaction Report

Form 4
Period: 2015-01-01
TOMPKINS FINANCIAL CORPTMP
FULMER JAMES W
DirectorVice Chairman
Transactions
  • Tax Payment

    Common Stock

    2015-02-03$52.29/sh−120$6,275→ 60,597 total
  • Disposition to Issuer

    Common Stock

    2015-01-01−3,949→ 60,244 total
  • Exercise/Conversion

    Common Stock

    2015-02-03$37.28/sh+1,650$61,512→ 61,894 total
  • Tax Payment

    Common Stock

    2015-02-03$52.29/sh−1,177$61,545→ 60,717 total
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2015-02-03−1,650→ 0 total
    Exercise: $37.27Exp: 2017-11-29→ Common Stock (1,650 underlying)
Holdings

  • Common Stock

    (indirect: by ESOP)
    10,479

  • Common Stock

    (indirect: By Spouse)
    28,155
Footnotes (5)
  • [F1]Reflects a disposition to the issuer of restricted stock per the issuer's Award Agreement upon the retirement of reporting person.
  • [F2]Shares withheld for option cost
  • [F3]Shares withheld for taxes.
  • [F4]The option becomes exercisable in six annual installments commencing two years after the date of grant.
  • [F5]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT