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4//SEC Filing

TOMPKINS FINANCIAL CORP 4

Accession 0001127602-15-004450

$TMPCIK 0001005817operating

View on SEC.gov Company Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 10:18 AM ET

Size

12.8 KB

Accession

0001127602-15-004450

Insider Transaction Report

Form 4

Period: 2015-01-01

TOMPKINS FINANCIAL CORPTMP

DirectorVice Chairman

Transactions

Tax Payment
Common Stock
2015-02-03$52.29/sh−120$6,275→ 60,597 total
Disposition to Issuer
Common Stock
2015-01-01−3,949→ 60,244 total
Exercise/Conversion
Common Stock
2015-02-03$37.28/sh+1,650$61,512→ 61,894 total
Tax Payment
Common Stock
2015-02-03$52.29/sh−1,177$61,545→ 60,717 total
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2015-02-03−1,650→ 0 total
Exercise: $37.27Exp: 2017-11-29→ Common Stock (1,650 underlying)

Holdings

Common Stock
(indirect: by ESOP)
10,479
Common Stock
(indirect: By Spouse)
28,155

Footnotes (5)

[F1]Reflects a disposition to the issuer of restricted stock per the issuer's Award Agreement upon the retirement of reporting person.
[F2]Shares withheld for option cost
[F3]Shares withheld for taxes.
[F4]The option becomes exercisable in six annual installments commencing two years after the date of grant.
[F5]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeoperating

IncorporatedNY

Related Parties

1

filerCIK 0001005817

Filing Metadata

Form type: 4
Filed: Feb 4, 7:00 PM ET
Accepted: Feb 5, 10:18 AM ET
Size: 12.8 KB

View on SEC.gov