TOMPKINS FINANCIAL CORP 4
4 · TOMPKINS FINANCIAL CORP · Filed Feb 20, 2015
Insider Transaction Report
Form 4
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2015-02-19$37.28/sh+1,300$48,464→ 10,084.98 total - Tax Payment
Common Stock
2015-02-19$53.02/sh−915$48,513→ 9,169.98 total - Tax Payment
Common Stock
2015-02-19$53.02/sh−97$5,143→ 9,072.98 total - Exercise/Conversion
Common Stock
2015-02-19$41.71/sh+1,196$49,885→ 10,268.98 total - Tax Payment
Common Stock
2015-02-19$53.02/sh−103$5,461→ 10,165.98 total - Tax Payment
Common Stock
2015-02-19$53.02/sh−941$49,892→ 9,224.98 total - Exercise/Conversion
Incentive Stock Option (Right to Buy)
2015-02-19−1,300→ 0 totalExercise: $37.28Exp: 2017-11-29→ Common Stock (1,300 underlying) - Exercise/Conversion
Stock Appreciation Rights (SAR)
2015-02-19−1,196→ 564 totalExercise: $41.71Exp: 2019-09-17→ Common Stock (1,196 underlying)
Holdings
- 1,506.53(indirect: By 401(k))
Common Stock
- 1,330.71(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Shares withheld for Option Cost.
- [F2]Shares withheld for taxes.
- [F3]Deemed disposition of shares to the issuer to satisfy exercise price.
- [F4]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
- [F5]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.