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TOMPKINS FINANCIAL CORP 4

Accession 0001127602-15-007253

$TMPCIK 0001005817operating
View on SEC.govCompany Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 10:07 AM ET

Size

18.1 KB

Accession

0001127602-15-007253

Insider Transaction Report

Form 4
Period: 2015-02-19
TOMPKINS FINANCIAL CORPTMP
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
  • Exercise/Conversion

    Common Stock

    2015-02-19$37.28/sh+1,300$48,464→ 10,084.98 total
  • Tax Payment

    Common Stock

    2015-02-19$53.02/sh−915$48,513→ 9,169.98 total
  • Tax Payment

    Common Stock

    2015-02-19$53.02/sh−97$5,143→ 9,072.98 total
  • Exercise/Conversion

    Common Stock

    2015-02-19$41.71/sh+1,196$49,885→ 10,268.98 total
  • Tax Payment

    Common Stock

    2015-02-19$53.02/sh−103$5,461→ 10,165.98 total
  • Tax Payment

    Common Stock

    2015-02-19$53.02/sh−941$49,892→ 9,224.98 total
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2015-02-19−1,300→ 0 total
    Exercise: $37.28Exp: 2017-11-29→ Common Stock (1,300 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2015-02-19−1,196→ 564 total
    Exercise: $41.71Exp: 2019-09-17→ Common Stock (1,196 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,506.53

  • Common Stock

    (indirect: By 401(k))
    1,330.71
Footnotes (5)
  • [F1]Shares withheld for Option Cost.
  • [F2]Shares withheld for taxes.
  • [F3]Deemed disposition of shares to the issuer to satisfy exercise price.
  • [F4]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
  • [F5]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005817

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 10:07 AM ET
Size
18.1 KB
View on SEC.gov