WELLS FARGO & COMPANY/MN 4

Accession 0001127602-15-011594

$WFCCIK 0000072971operating

View on SEC.gov Company Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 2:46 PM ET

Size

45.3 KB

Accession

0001127602-15-011594

Insider Transaction Report

Form 4

Period: 2015-03-15

WELLS FARGO & COMPANY/MNWFC

HEID MICHAEL J

Executive Vice President

Transactions

Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+602.911→ 27,362.911 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+5,424.09→ 32,511.09 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+426.144→ 30,463.144 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+130,107.235→ 160,375.235 total
Exercise/Conversion
Restricted Share Right
2015-03-15−426.144→ 852.289 total
→ Common Stock, $1 2/3 Par Value (426.144 underlying)
Exercise/Conversion
2012 Performance Shares
2015-03-15−130,107.235→ 0 total
→ Common Stock, $1 2/3 Par Value (130,107.235 underlying)
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+40,976.529→ 40,976.529 total
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−386.856$21,409→ 26,760 total
Exercise/Conversion
Restricted Share Right
2015-03-15−5,424.09→ 10,848.18 total
→ Common Stock, $1 2/3 Par Value (5,424.09 underlying)
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−3,145.93$174,096→ 26,299 total
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−2,474.09$136,916→ 30,037 total
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−195.144$10,799→ 30,268 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+847.856→ 27,146.856 total
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−62,387.235$3,452,510→ 97,988 total
Exercise/Conversion
Restricted Share Right
2015-03-15−847.856→ 0 total
→ Common Stock, $1 2/3 Par Value (847.856 underlying)
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−18,430.529$1,019,945→ 22,546 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2015-03-15+6,898.93→ 29,444.93 total
Tax Payment
Common Stock, $1 2/3 Par Value
2015-03-15$55.34/sh−275.911$15,269→ 27,087 total
Exercise/Conversion
Restricted Share Right
2015-03-15−40,976.529→ 0 total
→ Common Stock, $1 2/3 Par Value (40,976.529 underlying)
Exercise/Conversion
Restricted Share Right
2015-03-15−6,898.93→ 9,199.314 total
→ Common Stock, $1 2/3 Par Value (6,898.93 underlying)
Exercise/Conversion
Restricted Share Right
2015-03-15−602.911→ 602.911 total
→ Common Stock, $1 2/3 Par Value (602.911 underlying)

Holdings

Common Stock, $1 2/3 Par Value
(indirect: By 401(k))
13,256.859
Common Stock, $1 2/3 Par Value
(indirect: By Trust)
93,853

Footnotes (17)

[F1]Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F10]These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.
[F11]These RSRs vest in three installments: 30% on each of 3/15/2014 and 3/15/2015, and 40% on 3/15/2016.
[F12]These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.
[F13]These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.
[F14]These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
[F15]These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
[F16]Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
[F17]Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
[F2]Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/22/2011. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F3]Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F4]Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F5]Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F6]Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
[F7]These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).
[F8]Reflects share equivalent of units in Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2015, as if invested cash equivalents held by Plan were fully invested in Company common stock.
[F9]Each RSR represents a contingent right to receive one share of Company common stock.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

WELLS FARGO & COMPANY/MN

CIK 0000072971

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000072971

Filing Metadata

Form type: 4
Filed: Mar 16, 8:00 PM ET
Accepted: Mar 17, 2:46 PM ET
Size: 45.3 KB

View on SEC.gov