4//SEC Filing
FIRSTENERGY CORP 4
Accession 0001127602-15-016025
$FECIK 0001031296operating
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:28 PM ET
Size
13.9 KB
Accession
0001127602-15-016025
Insider Transaction Report
Form 4
ALEXANDER ANTHONY J
Pres. & Chief Exec. Officer
Transactions
- Exercise/Conversion
Phantom / Retirement
2015-04-30−49,184.013→ 0 totalFrom: 2015-04-30Exp: 2015-04-30→ Common Stock (49,184.013 underlying) - Exercise/Conversion
Common Stock
2015-04-30+49,184.013→ 582,923.524 total - Sale
Common Stock
2015-05-04$36.85/sh−54,436$2,006,212→ 479,303.511 total - Disposition to Issuer
Common Stock
2015-04-30$35.91/sh−49,184.013$1,766,198→ 533,739.511 total
Holdings
- 37,259.908(indirect: By Savings Plan)
Common Stock
- 110,873.928(indirect: By Children)
Common Stock
- 409.049(indirect: By Children)
Common Stock
Footnotes (8)
- [F1]Each phantom stock unit was the economic equivalent of one share of FE common stock. This transaction reflects the settlement of the phantom stock units, which are payable in cash following the reporting person's conclusion of employment with FE under the FirstEnergy Corp. Executive Deferred Compensation Plan.
- [F2]This transaction reflects the number of Common Shares sold pursuant to the terms of the Restricted Stock Award Agreement, and in accordance with the FirstEnergy Corp. 2007 Incentive Plan, as amended, to satisfy the reporting person's tax withholding obligation upon the vesting of 116,006.999 restricted Common Shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.76 to $36.95, inclusive. The reporting person undertakes to provide to FirstEnergy Corp., any security holder of FirstEnergy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Balance includes restricted stock acquired through dividend reinvestments.
- [F5]FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, which includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of March 31, 2015.
- [F6]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F7]1 for 1
- [F8]Includes stock units acquired through dividend reinvestment.
Documents
Issuer
FIRSTENERGY CORP
CIK 0001031296
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0001031296
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 4:28 PM ET
- Size
- 13.9 KB