4//SEC Filing
PRUDENTIAL FINANCIAL INC 4
Accession 0001127602-15-017260
$PRUCIK 0001137774operating
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:22 PM ET
Size
18.1 KB
Accession
0001127602-15-017260
Insider Transaction Report
Form 4
UNRUH JAMES A
Director
Transactions
- Exercise/Conversion
Common Stock
2015-05-12+1,821→ 34,198 total - Exercise/Conversion
Common Stock
2015-05-12+12→ 34,210 total - Exercise/Conversion
Common Stock
2015-05-12+2,076→ 36,286 total - Disposition to Issuer
Common Stock
2015-05-12$86.77/sh−12$1,041→ 36,274 total - Disposition to Issuer
Common Stock
2015-05-12$86.77/sh−2,076$180,135→ 34,198 total - Exercise/Conversion
2014 Restricted Stock Units
2015-05-12−1,821→ 0 totalExercise: $0.00→ Common Stock (1,821 underlying) - Exercise/Conversion
Notional Shares - Mandatory
2015-05-12−12→ 0 totalExercise: $0.00→ Common Stock (12 underlying) - Exercise/Conversion
Notional Shares - Optional
2015-05-12−2,076→ 613 totalExercise: $0.00→ Common Stock (2,076 underlying)
Footnotes (6)
- [F1]Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
- [F2]The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2015.
- [F3]Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.
- [F4]Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
- [F5]Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
- [F6]Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0001137774
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:22 PM ET
- Size
- 18.1 KB